3 June 2024

Investor Targeting and RORI Analysis


SALONI SURI, Shareholder Analytics and Investor Relations


An important task within a company’s Investor Relations function is identifying new investors who could become potential shareholders. An analysis of a company’s share register will give an Investor Relations Officer, (IRO), a good snapshot of who their current shareholders are at a single point in time but the composition of a share register is continually evolving. Good IRO’s are constantly seeking to engage with potential new investors to help bring them up to speed on the company. Only a small proportion, however, of the hundreds of thousands of funds will have the right profile and investment style to match the investment proposition being promoted by a particular IRO, meaning effective investor targeting matters.

AccessIR

FIRST Advisers has a number of tools and the expertise to help IROs generate the best return from investor targeting. At the heart of our Investor Targeting offer is AccessIR, our proprietary, leading edge IR platform. IROs can use the powerful, global database that underpins AccessIR to conduct desktop targeting to identify the right fund managers, in the right regions with the right investment styles generating a shortlist of potential investors. This list can then be refined further through research and direct email with the fund managers. By providing IROs with the ability to interrogate AccessIR, FIRST Advisers helps save time and money by avoiding the pursuit of fund managers that are not a good fit and wasting time on meetings that will not be productive.

RORI analysis

AccessIR is also integral to FIRST Advisers’ Register of Relevant Interests (RORI) analysis work that provides valuable intelligence on peer company beneficial owners that can significantly improve the effectiveness of investor targeting. A RORI is a compilation of all disclosures made by registered shareholders or nominees in response to disclosure requests issued by a company or its agent. On the face of it, these disclosure notices can be hard to understand, dense and difficult to extract insights from. FIRST Advisers’ experienced investor analytics team uses the AccessIR platform to capture and process the disclosure notice data, which is then analysed to build a comprehensive, validated list of new investor targets for IROs to approach.

The FIRST Advisers analysts conduct RORI analysis on a regular basis as part of ongoing investor relations work and during transactions. We can identify institutions that invest in a company’s peers or sector, both domestic and offshore. The target investor report is available via AccessIR and populated with high quality targets that have already identified their interest in a sector through their investment in a peer company. Analysis of peer group RORIs offers highly effective investor targeting that can help with discovering institutions or funds that do not appear in commonly used data sourced from public filings, which are typically out of date by a minimum of 3-6 months. The resulting information is significantly more accurate and comprehensive and can be utilised to refine investor relations and capital market strategies.

Doing investor targeting the right way, from the start, not only improves the productivity of the investor relations team but also avoids the risk of alienating potential investors by making your pitch to the wrong people.


30 April 2024

Institutional Voting at AGM’s and the Value of Vote Tracking


SALONI SURI, Shareholder Analytics and Investor Relations The Scenario We’ve all seen it; a company in the midst of a contentious voting situation at an AGM with management nervously waiting on the final proxy vote count. Less than 48 hours before proxy voting is due to close, a significant portion of the total votes are […]

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2 November 2023

Same Day Reporting Hits 8 Year High


SALONI SURI, Shareholder Analytics For several years, First Advisers has been tracking trends in Same Day Reporting by ASX300 companies, which we define as releasing an Annual Report and Financial Results on the same day. The practice of providing an Annual Report on the same day as a companies’ results has become a KPI for […]

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27 April 2023

How to identify which retail brokers are trading my company’s shares


SALONI SURI, Shareholder Analytics An important question many IR professionals ask is – who are the owners of their company’s shares, and who is trading those shares? Using Beneficial ownership analysis, we can help identify the investors that hold a company’s shares. However, when it comes to trading by retail shareholders, identifying the brokers who […]

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3 October 2022

FIRST Advisers FY23 Guidance Report


SALONI SURI, Shareholder Analytics During August we monitored companies in the ASX300 Index that reported for the period ending 30 June 2022 (FY22). Around 80% of companies in the S&P/ASX 300 index released their results during August 2022, with large companies particularly well represented.  This enabled us to build a representative picture of the approach […]

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30 May 2022

Custodians on the share register


SALONI SURI, Shareholder Analytics In a previous blog, we talked about the structure of the share register. Common accounts on a share register include Retail Investors, Company Directors and Management, and Custodial or Nominee accounts. In this blog we will take a closer look at Custodians. Custodians’ accounts can be the most prominent shareholders on […]

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28 October 2021

Why Intraday trading volumes may not impact a share register


SALONI SURI, Investor Relations Executive A common question asked by our clients is why they see more volume traded on market than captured in the investor tracking report over a period of time. Trading volumes and Underlying Beneficial Ownership Most of our clients experience large trading volumes on market but not all trading is reflected […]

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31 May 2021

All you need to know about Short Selling


SALONI SURI, Investor Relations Executive. Overview Short selling is a simple concept—an investor borrows a stock, sells the stock, and then buys the stock back to return it to the lender. In the period between selling borrowed stock and buying it back the investor is said to be ‘Short’ of stock, hence the term short […]

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